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Syndicate Legal Advisory Services provides nationwide legal document preparation services for Registered Investment Advisers (and related non-resident persons) required to prepare Form ADV-NR under the Investment Advisers Act of 1940. We prepare Form ADV-NR and related supporting materials solely based on the non-resident general partner or managing agent information and specific instructions you provide. 

 

Documents Commonly Prepared

We prepare a full range of documents associated with Form ADV-NR, including but not limited to:

  • Form ADV-NR: Completion of the form appointing the Secretary of the SEC and the Secretary of State (or equivalent officer) of the relevant state(s) as agents for service of process, including the non-resident general partner or managing agent details, adviser information, appointment language, and signature, based on the information you supply.
  • Amendments: Preparation of amended Form ADV-NR filings when information becomes inaccurate, based on the updated details you provide.
  • Related Supporting Materials: Organization of exhibits or attachments incorporating client-supplied identification or other materials referenced in the filing.

 

Documents are prepared for use in connection with electronic filings through the Investment Adviser Registration Depository (IARD) system (subject to the information you provide). Form ADV-NR is required for each non-resident general partner or non-resident managing agent of an investment adviser registered or applying for registration with the SEC (and certain exempt reporting advisers); it must generally be filed in connection with the adviser’s initial Form ADV or within 30 days of becoming a non-resident general partner or managing agent; amendments are required within 30 days if information becomes inaccurate; a separate form is required for each adviser; clients remain fully responsible for determining the requirement to file, the accuracy of the content, timely electronic filing via IARD, and compliance with all Investment Advisers Act and SEC requirements.

IA - ADV-NR

$95.00Price
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DISCLAIMER: The information on this site is for informational purposes only and should not be taken as legal or financial advice. Requesting additional information or submitting information through this site or any contact form does not mean an attorney-client, or any other professional services provider-client relationship has been formed. Syndicate Legal Advisory Services is a legal advisory firm. As a legal advisory firm, Syndicate Legal Services provides guidance, analysis, compliance support, and strategic counsel on legal matters, but does not litigate, appear in court, or formally represent clients in legal proceedings.

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