Syndicate Legal Advisory Services provides nationwide legal document preparation services for issuers and underwriters preparing underwriting agreements and related materials for a registered public offering or other securities offering. We prepare the Offering Agreement (Underwriting Agreement) and supporting documents based on the commercial terms, party information, and specific instructions you provide.
Documents Commonly Prepared
We prepare documents associated with an Underwriting Agreement / Offering Agreement, including:
Underwriting Agreement: Formatting of the principal agreement covering the type of underwriting (firm commitment, best efforts, or other), securities to be offered, purchase price and underwriting discounts or commissions, closing conditions, representations and warranties of the issuer and underwriters, indemnification and contribution, lock-up provisions, termination rights, and related commercial terms, based on the information and terms you supply.
Schedules and Exhibits: Organization and formatting of schedules describing the securities, pricing, or other referenced materials, based on the information you provide.
Related Offering Documents Coordination Materials: Formatting of references or attachments linking to a registration statement, prospectus, or other offering materials (the underlying offering documents themselves are prepared only if separately requested and based on content you supply).
Amendments or Side Letters: Preparation of amendments or side letters modifying the agreement terms, based on the updated details you provide.
Signature Pages and Supporting Materials: Organization of signature pages, notices, and other administrative materials referenced in the agreement, based on the information you supply.
Documents are prepared for use by the parties in connection with a securities offering, which may be registered under the Securities Act of 1933 or conducted pursuant to an exemption. Clients remain fully responsible for determining the appropriate offering structure, compliance with the Securities Act of 1933, the Securities Exchange Act of 1934, FINRA rules, state “blue sky” laws, anti-money laundering requirements, and all other applicable laws; for the accuracy and completeness of all terms, representations, and disclosures; and for execution, delivery, and performance of the agreement.
