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Syndicate Legal Advisory Services provides nationwide legal document preparation services for issuers preparing state Blue Sky notice filings in connection with the sale of securities, limited to one state per order. We prepare the requested state notice materials based on the issuer information, offering details, Form D data, and specific instructions you provide for the designated state. 

 

Documents Commonly Prepared

We prepare documents associated with a Blue Sky notice filing for the specified state, including but not limited to:

  • State Notice Filing Package: Completion and organization of the applicable state notice form or cover letter (where required), incorporation or attachment of the relevant Form D information, and any state-specific schedules or certifications, based on the data you supply.

  • Supporting Exhibits and Attachments: Formatting of supporting materials such as copies of the Form D, issuer organizational documents, or other items the state form requests, based on the documents and information you provide.

  • Related Transmittal Materials: Preparation of any required cover correspondence or filing checklists for the designated state, based on the instructions you supply.

 

Documents are prepared for use in connection with the applicable state’s filing process (electronic or paper, as specified by you). Blue Sky notice requirements for covered securities (such as those sold under Rule 506 of Regulation D) vary by state and generally consist of a notice filing plus a fee within a specified period after the first sale in that state; some states accept the SEC Form D in lieu of a separate form; clients remain fully responsible for determining which states require a notice filing, the applicable deadlines, forms, fees, and procedures for the designated state, timely submission, payment of all fees, and compliance with all federal and state securities laws.

BIZ - CMR - STATE BLUE SKY FILING (1 State)

$35.00Price
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DISCLAIMER: The information on this site is for informational purposes only and should not be taken as legal or financial advice. Requesting additional information or submitting information through this site or any contact form does not mean an attorney-client, or any other professional services provider-client relationship has been formed. Syndicate Legal Advisory Services is a legal advisory firm. As a legal advisory firm, Syndicate Legal Services provides guidance, analysis, compliance support, and strategic counsel on legal matters, but does not litigate, appear in court, or formally represent clients in legal proceedings.

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