Private and public companies looking to raise capital, as well as underwriters, select Syndicate Legal Advisory Services to advise them on the best equity structures to meet their business objectives. We have worked on industry leading U.S. and Cross-Border Equity Capital Markets transactions, and. Our experience covers a wide variety of equity offerings, including:

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• ADR/GDR Registrations and Offerings

• Registered Direct Offerings

• Confidentiality Marketed Public Offerings (CMPOs)

• Regulation A Offerings

• Employee Stock Option Plans

• Regulation S Offerings

• Follow-on Offerings

• Rights Offerings

• Foreign Listings

• Rule 144A Offerings

• Initial Public Offerings (IPOs)

• Shelf Registration Statements

• PIPE Transactions

• Special Purpose Acquisition Companies (SPACs)

• Preferred Stock Offerings

• Transfer of Foreign Listings to the United States

• Real Estate Investment Trusts (REITs)

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Notes:

• Available with all Syndicate Legal Advisory Services' - Business Subscription Plans (not a standalone service)

• Syndicate Legal Advisory Services' - compensation for capital markets advisory services:

  • Syndicate Legal Advisory Services receives securities equal to three percent (3%) of each class or type of securities sold or otherwise issued by the client company in any private or public offering, financing, or capital raise.​

  • Does not include any compensation that will be paid to any FINRA Registered Broker Dealers, Registered Investment Advisors and/or Market Makers.

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